Annette J Dick

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-13
MN	RA	APPROVED	2023-03-15

TX RA
APPROVED

Since 2023-06-13
MN RA
APPROVED

Since 2023-03-15

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Edina	MN	06/2011	01/2023
Morgan Stanley	Wayzata	MN	01/2023	Present

06/2011 → 01/2023

Lincoln Financial Advisors

Edina, MN
01/2023 → Present

Morgan Stanley

Wayzata, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-13

S66 Uniform Combined State Law Examination

2023-03-13

Other Names

Annette J Dick
Annette Dick

View on SEC IAPD

Other Firms

LARSON FINANCIAL GROUP, LLC

WALLEYE CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GARDA CAPITAL PARTNERS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LPL FINANCIAL LLC

BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO

GREGORY CHARLES RIELAND

BRIAN JEROME WARPINSKI

JEAN PAUL PRENEVOST

ESTELLA MORA ECKART

JESSICA ROSE HINDERMANN

Keighley J Spott

GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN

EDWARD JONES · Wayzata, MN

WALLEYE CAPITAL LLC · WAYZATA, MN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN

GARDA CAPITAL PARTNERS · WAYZATA, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

LPL FINANCIAL LLC · WAYZATA, MN

More in Wayzata, MN

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