David Michael Hawley

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
WA	RA	APPROVED	2007-01-19

TX RA
APPROVED_RES

Since 2018-12-07
WA RA
APPROVED

Since 2007-01-19

Branch Locations

Belfair, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2001	Present

09/2001 → Present

Edward Jones

St Louis, MO

Other Businesses

Partnership Type of business: Rental Belfair, WA Start date: 6/3/2024 Owner Hours per week: 0 Hours during trading: 0 Develop space and then lease

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-08
S63	Uniform Securities Agent State Law Examination	2001-11-08

S66 Uniform Combined State Law Examination

2007-01-08
S63 Uniform Securities Agent State Law Examination

2001-11-08

Designations

Certified Financial Planner

Other Names

David Michael Hawley

View on SEC IAPD