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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-18 |
| NY | RA | APPROVED | 2022-12-09 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
East Quogue, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fulcrum Securities, Inc. | New York | NY | 09/2008 | 11/2022 |
| Rf Lafferty & Co Inc | New York | NY | 10/2015 | 12/2022 |
| Ameriprise Financial Services | Happauge | NY | 12/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hauppauge | NY | 12/2022 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 12/09/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-07 |
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