Robert Paul Milligan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-03-05 → 2011-08-17
  Edward Jones
  Plainfield, IN
• 2000-09-20 → 2003-12-10
  Natcity Investments, Inc.
  Indianapolis, IN

Other Businesses

1. MILLIGAN FINANCIAL SERIVCES, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FIXED INSURANCE AND FINANCIAL SERVICES; START 8/2011; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER; 2. NAME OF OTHER BUSINESS: PLAINFIELD CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 210 W. MAIN ST, PLAINFIELD, IN 46168; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET ONCE A QUARTER AND RECOMMEND NEW MEMBERS FOR THE MAIN BOARD; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 01/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF TRADING HOURS PER WEEK: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITIES, ANNUITIES & LONG TERM CARE ; 4. NAME OF OTHER BUSINESS: ROBERT AND JEANNE MILLIGAN; INVESTMENT RELATED: NO; ADDRESS: 2525 W 350 S DANA IN 47847; NATURE OF BUSINESS: AGRICULTURAL; START DATE: 4/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LEASE LAND TO LOCAL FARMERS; 5. NAME OF OTHER BUSINESS: PLAINFIELD UNITED METHODIST CHURCH ENDOWEMENT COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 600 SIMMONS STREET PLAINFILED IN 46168; NATURE OF BUSINESS: RELIGIOUS; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: ENDOWMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES DISBURSEMENT APPROVALS, INVESTMENT EDUCATION DISCUSSIONS; 6. NAME OF OTHER BUSINESS: PLAINFIELD UNITED METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 600 SIMMONS PLAINFILED, IN 46168; NATURE OF BUSINESS: RELIGIOUS; START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: CHAIRPERSON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REPORTS AND SITS ON CHURCH COUNCIL, SERVES ON THE ENDOWMENT COMMITTEE. ENSURES THAT FINANCE COMMITTEE EFFECTIVELY RAISES, DISPERSES, AND MANAGES FINANCIAL PROCESSES IN A TIMELY MANNER ;

Exams

• S66 Uniform Combined State Law Examination
  2007-02-28
• S65 Uniform Investment Adviser Law Examination
  2000-06-15
• S63 Uniform Securities Agent State Law Examination
  1999-10-19

Other Names

• Bob Milligan
• Bob Milligan