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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-09-05 |
Branch Locations
165 Log Canoe Cir Ste A, Stevensville, MD 21666 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandy Spring Investment Svc | Glen Burnie | MD | 07/2010 | 09/2019 |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 09/2019 |
| Lpl Financial Llc | Stevensville | MD | 09/2019 | Present |
1. 9/5/2019 - Chesapeake Investment Planning LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/19/2013 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/5/2019 - B.A.M. Consulting LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/26/2016 - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
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