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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-09-05
  • MD RA
    APPROVED
    Since 2019-09-05

Branch Locations

165 Log Canoe Cir Ste A, Stevensville, MD 21666 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandy Spring Investment Svc Glen Burnie MD 07/2010 09/2019
Kestra Financial Services, Inc. Austin TX 04/2016 09/2019
Lpl Financial Llc Stevensville MD 09/2019 Present
  • 07/2010 → 09/2019
    Sandy Spring Investment Svc
    Glen Burnie, MD
  • 04/2016 → 09/2019
    Kestra Financial Services, Inc.
    Austin, TX
  • 09/2019 → Present
    Stevensville, MD
Previous Registrations
  • 2016-04-19 → 2019-09-05
    Stevensville, MD
  • 2013-11-18 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Annapolis, MD
    Stevensville, MD
  • 2010-07-19 → 2013-11-27
    Edgewater, MD
    Linthicum, MD
    Millersville, MD
    Pasadena, MD
    Glen Burnie, MD
    Annapolis, MD
  • 2008-09-18 → 2010-06-28
    Chesapeake Beach, MD
    Owings, MD
    Annapolis, MD
    Annapolis, MD
    Annapolis, MD
    Edgewater, MD
    Prince Frederick, MD
    Prince Frederick, MD
    Annapolis, MD
    Annapolis, MD
    Edgewater, MD
    Annapolis, MD
  • 2008-01-29 → 2008-09-02
    Truist Investment Services, Inc.
    Baltimore, MD
    Parkville, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
Other Businesses

1. 9/5/2019 - Chesapeake Investment Planning LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/19/2013 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/5/2019 - B.A.M. Consulting LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/26/2016 - Time Spent 1%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2008-01-28
Other Names
  • Jason J Bogaczyk

View on SEC IAPD

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