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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-20 |
| OH | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landlord | Alliance | OH | 05/2008 | 04/2021 |
| Jp Morgan Chase Bank, Na | Alliance | OH | 12/2015 | Present |
| Jp Morgan Securities Llc | Alliance | OH | 12/2023 | Present |
Entity Name: Carl Garrison Investment related: No Address: Private Residence Nature of the other business: Trading Cards Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal Hobby. Trading or selling collectable trading cards from my personal collection through various sources. EBay, TCGPlayer.com and local game stores and shows.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-15 |
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