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Current Employers
Non-Traditional Wealth Management, Llc

4767 New Broad Street, Orlando, FL 32814 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-12-03
  • FL RA
    APPROVED
    Since 2009-12-03

Branch Locations

4767 New Broad Street, Orlando, FL 32814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Non-Traditional Wealth Management, Llc Orlando FL 10/2005 Present
Center Street Securities Inc Nashville TN 10/2009 11/2023
Arete Wealth Management, Llc Chicago IL 11/2023 Present
  • 10/2005 → Present
    Orlando, FL
  • 10/2009 → 11/2023
    Center Street Securities Inc
    Nashville, TN
  • 11/2023 → Present
    Arete Wealth Management, Llc
    Chicago, IL
Previous Registrations
  • 2006-01-04 → 2009-10-29
    Orlando, FL
    Orlando, FL
    Ada, MI
    Orlando, FL
    Orlando, FL
  • 2005-01-19 → 2006-01-04
    Gunnallen Financial, Inc
    Maitland, FL
    Fort Myers, FL
    Tampa, FL
  • 2001-09-13 → 2004-12-01
    Maitland, FL
Other Businesses

1. NON-TRADITIONAL WEALTH MANAGEMENT LLC, dba, 4767 NEW BROAD STREET ORLANDO, FL 32814. FIXED LIFE INSURANCE, HSA AND LONG TERM CARE INSURANCE. 2. LIFE INSURANCE PREMIUM FINANCING - IDENTIFY CLIENTS FOR WHOM THIS STRATEGY COULD BE VALUABLE. 40 hours per month for 1 and 2 AND BOTH FOR COMPENSATION. 3. CENTRAL FL RIFLE & PISTOL CLUB 14646 WEWAHOOTEE RD ORLANDO, FL 32832 - SERVE AS TREASURER, NO COMPENSATION, 8 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-25
S63 Uniform Securities Agent State Law Examination 2002-03-25
  • S66 Uniform Combined State Law Examination
    2005-01-25
  • S63 Uniform Securities Agent State Law Examination
    2002-03-25
Designations

View on SEC IAPD

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