Kevin Yoshimi Asano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Honolulu, HI
• 06/2023 → Present
  Pacific Rim Legacy Group
  Aiea, HI
• 11/2023 → 09/2025
  Koha Foods/Aoki Farms
  Aiea, HI
• 12/2023 → 09/2025
  Leeward Judo Club
  Pearl City, HI
• 07/2025 → Present
  Pearlside Church
  Honolulu, HI
• 07/2026 → Present
  Honolulu Shave Ice Llc
  Honolulu, HI

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Honolulu, HI
  Hilo, HI
• 2008-01-23 → 2012-07-02
  First Allied Securities, Inc.
  Hilo, HI
  Honolulu, HI
  Honolulu, HI
  San Diego, CA
  Honolulu, HI
  Mililani, HI
• 2007-07-23 → 2007-12-11
  Lpl Financial Llc
  Honolulu, HI
  Honolulu, HI
  Honolulu, HI

Other Businesses

1)STEP ON TO THE MAT LLC; START DATE: 8/1/2008. 2)MICHAEL NAKAHARA TRUST; CO-TRUSTEE; FIDICIARY POSITION; START DATE 12/21/2011; 4 HOURS PER MONTH. 3)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2023; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES & LONG TERM CARE; 4)HAWAII JUDO INC; NON-PROFIT ORGANIZATION; START DATE: 11/27/2007. 5)PERSONAL TRANSFORMATION INTERNATIONAL; PRESIDENT; NON-PROFIT ORGANIZATION; START DATE: 1/1/2008. 6) 50TH STATE JUDO ASSOCIATION; BOARD MEMBER-DIRECTOR; NON-PROFIT ORGANIZATION; START DATE 07/01/2018; 4 HOURS PER MONTH. 7) HONOLULU JUDO CLUB; INSTRUCTOR/OWNER; JUDO STUDIO; START DATE09/01/2019; 20 HOURS PER MONTH. 8) HAWAII KIDS; EXECUTIVE DIRECTOR; EDUCATION/TEACHING; START DATE: 10/08/2019; 4 HOURS PER MONTH. 9) CHRISTIAN ATHLETIC SCHOLARSHIP TEAM (CAST); CORPORATE SECRETARY; NON-PROFIT ORGANIZATION; START DATE 05/01/2022; 4 HOURS PER MONTH. 10) NAME OF OTHER BUSINESS: PACIFIC RIM LEGACY GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE AND SERVICES OF FIXED INSURANCE; 11) NAME OF OTHER BUSINESS: PEARLSIDE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 620 WAIPA LANE, 1600 KAPIOLANI BLVD STE 1221, HONOLULU, HI 96817; NATURE OF BUSINESS: CHURCH; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PASTOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PASTORING MICROSITE UNDER PEARLSIDE CHURCH; 12) NAME OF OTHER BUSINESS: HONOLULU SHAVE ICE LLC; INVESTMENT RELATED: NO; ADDRESS: 620 WAIPA LANE, HONOLULU, HI 96817; NATURE OF BUSINESS: SHAVED ICE; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELL AND MARKET SHAVED ICE AND OTHER SNACKS TO GENERAL PUBLIC. 13). NAME OF OTHER BUSINESS: HONOLULU CORNER, LLC ; INVESTMENT RELATED: NO ; ADDRESS: 620 WAIPA LN HONOLULU, HI 96817 ; NATURE OF BUSINESS: SALE OF DRINKS & SNACKS ; START DATE: 8/1/2026 ; POSITION/TITLE/RELATIONSHIP: MNG DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: SALES OF DRINKS & SNACKS TO THE PUBLIC;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-20
• S63 Uniform Securities Agent State Law Examination
  2001-09-14