Tyler Blaine Ferguson

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-03-08 → 2012-11-16
  Legend Advisory, Llc
  Kaysville, UT
  Palm Beach Gardens, FL
• 2004-03-05 → 2010-03-16
  Equitable Advisors, Llc
  Salt Lake City, UT
  Farmington, UT
  Salt Lake City, UT

Other Businesses

STONE HILL NATIONAL, NOT INVESTMENT RELATED, 257 E 200 S #100, SALT LAKE CITY UT 84111, I AM APPOINTED TO SELL MEDICARE SUPPLEMENTAL INSURANCE, TITLE: INSURANCE REP, START DATE 1/23/2013, # OF HOURS PER MONTH: 1 HOUR/MONTH. DUTIES: SELL MEDICARE SUPPLEMENTAL POLICIES TO PEOPLE THAT HAVE THE NEED. FERGUSON WEALTH MANAGEMENT LLC POSITION: PARTNER NATURE: THIS BUSINESS ENTITY WAS CREATED FOR TAX PURPOSES ONLY. MY COMMISSIONS PASS THROUGH THIS LLC TO TRACK FOR TAX PURPOSES. INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 12/30/2010 ADDRESS: 183 W GAILEY LN, KAYSVILLE UT 84037 DESCRIPTION: I TRANSFER COMMISSION CHECKS FROM MY PERSONAL ACCOUNT TO MY BUSINESS ACCOUNT (FERGUSON WEALTH MANAGEMENT LLC) FOR TRACKING PURPOSES AND FOR TAXES. ADVISORS EXCEL POSITION: ANNUITY SALES NATURE: SELLING FIXED ANNUITIES AND FIXED INDEX ANNUITIES WHERE SUITABLE AND APPROPRIATE. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/03/2014 ADDRESS: 2950 SW MCCLURE RD, TOPEKA KS 66614 DESCRIPTION: OFFER FIXED PRODUCTS AND FIXED INDEX PRODUCTS TO CLIENTS WHERE SUITABLE AND APPROPRIATE. BLACKRIDGE WEALTH MANAGEMENT POSITION: Partner NATURE: BlackRidge Wealth Management is the DBA that I use for my retirement planning business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/19/2015 ADDRESS: 952 S Main St, Suite B1, Layton UT 84041 DESCRIPTION: I offer retirement planning, investments, annuities, and insurance to my clients. GUIDED INVESTMENT SOLUTIONS, LLC POSITION: Owner / Partner NATURE: Guided Investment Solutions LLC was created in order to purchase my office building and conduct payroll. There is no income derived from this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: 952 S Main St, Suite B1, Layton UT 84041 DESCRIPTION: Pay property taxes once a year and report payroll information to our payroll company. ANNUITIES & INSURANCE POSITION: Insurance Agent NATURE: LTCPG is an Independent Marketing Organization that assists me in finding and providing suitable annuity, life, and health insurance products for my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2018 ADDRESS: 346 N Main St, Kaysvilleu UT 84037, United States DESCRIPTION: Search and provide for annuity, life and health insurance products that will be suitable for my clients when needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-11
• S63 Uniform Securities Agent State Law Examination
  2002-01-03

Other Names

• Tyler B. Ferguson