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Diane Lizzio

J.P. Morgan Securities LLC

Bayside, NY

CRD 4449614

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-12-11
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2398 Bell Boulevard, Bayside, NY 11360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Bayside NY 07/1994 Present
J.P. Morgan Securities Llc Bayside NY 10/2012 Present
Previous Registrations
  • 2011-09-22 → 2012-10-01
    Chase Investment Services Corp.
    Flushing, NY
    Bayside, NY
    Bayside, NY
    Bayside, NY
    Flushing, NY
    Flushing, NY
    College Point, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-21
S63 Uniform Securities Agent State Law Examination 2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    2011-09-21
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05
Other Names
  • Diane P. Lizzio
  • Diane P Lizzio-Moscato

View on SEC IAPD

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