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280 Miron Drive, Southlake, TX 76092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-08 |
Branch Locations
280 Miron Drive, Southlake, TX 76092 • United States
17000 Dallas Pkwy Ste 102, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redi Global Technologies Llc | Dallas | TX | 05/2014 | 07/2020 |
| Refinitiv Us Llc | Carrollton | TX | 01/2017 | 07/2020 |
| Td Ameritrade | Southlake | TX | 08/2020 | 09/2020 |
| Cobra Trading, Inc. | Carrollton | TX | 12/2020 | 08/2021 |
| Hedgeserv | Dallas | TX | 08/2021 | 03/2023 |
| Assetbuilder, Inc. | Plano | TX | 04/2023 | 03/2024 |
| Openair Financial, Llc | Southlake | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-08 |
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