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Lacey Dawn Johnson

Neuberger Berman Bd LLC

Stamford, CT

New York, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-10
TX RA APPROVED 2025-07-09
NY RA APPROVED 2022-03-04
  • CT RA
    APPROVED
    Since 2026-04-10
  • TX RA
    APPROVED
    Since 2025-07-09
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

Stamford, CT • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Boston MA 10/2018 03/2022
Klingenstein Fields Wealth Advisors New York City NY 04/2016 10/2018
Neuberger Berman Nyc NY 03/2022 Present
  • 10/2018 → 03/2022
    Fidelity Brokerage Services Llc
    Boston, MA
  • 04/2016 → 10/2018
    Klingenstein Fields Wealth Advisors
    New York City, NY
  • 03/2022 → Present
    Neuberger Berman
    Nyc, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-21
S66 Uniform Combined State Law Examination 2003-05-16
  • S63 Uniform Securities Agent State Law Examination
    2018-12-21
  • S66 Uniform Combined State Law Examination
    2003-05-16
Designations
Other Names
  • Lacey Dawn Johnson
  • Lacey Johnson

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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