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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| FL | RA | APPROVED | 2010-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 10/2009 | Present |
| Bank Of America, Na | Boca Raton | FL | 06/2010 | Present |
I*3760290, Entity Type non profit , Name of OBA: BNI (Business Networking International) Address: SunriseFlorida33323 Investment Related: No Position, Title, Association: member Employee Start Date: 02/12/2026 No Hours: 1 weekly No Hours during trading: 0 Duties: commit to attending weekly meetings, develop relationships with local business owners to allow networking opportunities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-07 |
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