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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
FL RA APPROVED 2010-06-09
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • FL RA
    APPROVED
    Since 2010-06-09

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 10/2009 Present
Bank Of America, Na Boca Raton FL 06/2010 Present
Other Businesses

I*3760290, Entity Type non profit , Name of OBA: BNI (Business Networking International) Address: SunriseFlorida33323 Investment Related: No Position, Title, Association: member Employee Start Date: 02/12/2026 No Hours: 1 weekly No Hours during trading: 0 Duties: commit to attending weekly meetings, develop relationships with local business owners to allow networking opportunities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-07
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S65 Uniform Investment Adviser Law Examination
    2010-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07

View on SEC IAPD

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