Norman Clark Caldwell

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Citrus Consulting Inc
  Fort Lauderdale, FL
• 07/2016 → Present
  Creative Planning
  Fort Lauderdale, FL

Previous Registrations

• 2014-12-24 → 2017-08-29
  Gupta Wealth Management, Llc
  Fort Lauderdale, FL
  San Diego, CA
• 2012-11-30 → 2015-05-14
  Global Financial Private Capital, Inc.
  Ft Lauderdale, FL
  Sarasota, FL

Other Businesses

CITRUS CONSULTING, INC., start date 09/2006, activities: rental property management, marketing, business/personal coaching, D/B/A Vested Financial, LLC; owner, insurance, and annuity sales; located in Delray beach; up to a total of 40 hours monthly, up to 20+ hours during trading hours monthly. Gulf Stream Rental Condo; Gulf Stream, FL; Owner of Rental property; Investment related; Start date-7/9/20; 1 hour per month/0 hours during trading;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-23
• S63 Uniform Securities Agent State Law Examination
  2001-10-25