Michael P Halperin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-07
TX	RA	APPROVED_RES	2024-10-04

FL RA
APPROVED

Since 2024-10-07
TX RA
APPROVED_RES

Since 2024-10-04

Branch Locations

Boca Raton, FL • United States

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	08/2001	10/2024
Bank Of America, N.A.	Delray Beach	FL	06/2011	10/2024
Morgan Stanley Smith Barney Llc	Boca Raton	FL	10/2024	Present
Morgan Stanley Private Bank, N.A.	New York	NY	10/2024	Present

08/2001 → 10/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
06/2011 → 10/2024

Bank Of America, N.A.

Delray Beach, FL
10/2024 → Present

Morgan Stanley Smith Barney Llc

Boca Raton, FL
10/2024 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2001-11-14 → 2024-10-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Delray Beach, FL

Boca Raton, FL

Boca Raton, FL

Boca Raton, FL

Other Businesses

*616340- HFA Specialty Aquisitions LLC; Investment related: Yes; Boca Raton, Florida; Airplane; Officer (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 0; Administrative *615538- HFA Holdings LLC; Investment related: Yes; Boca Raton, Florida; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 10; After business hours: 10; CEO / Owner *616037- HFA Services LLC; Investment related:No; Boca raton, Florida; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 5; Administrative:Check Signing/Funds Disbursements . *616113- HFA Specialty Assets LLC; Investment related: No; Boca Raton, Florida; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2019; During business hours: 5; After business hours: 0; Administrative (5) *616129 - LCH Rental Properties LLC / Investment Related / Boca Raton, FL / Retail/Online Stores / Officer / Start 03/2016; / 0 hours devoted / Administrative. *616338- MHLHTH Holdings LLC; Investment related: No; Boca Raton, Florida; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 0; Administrative . *616111- Skye Telecom LLC; Investment related: No; Boca Raton, Florida; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 3; After business hours: 2; Administrative:Check Signing/Funds Disbursements *616123- IP Horizon LLC; Investment related: No; Boca Raton, Florida; Technology; Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 1; Administrative (9) *616128 - HAH Real Estate LLC / Investment Related / Boca Raton, FL / Officer / Start 11/2023 / 0 Hours Devoted / Administrative / LLC formed by father-in-law to purchase real estate for his daughter.