James Lester Ross Ii

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → 12/2025
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 06/2025 → Present
  Capfinancial Securities, Llc.
  Raleigh, NC
• 03/2025 → 06/2025
  Travel
  Fernandina Beach, FL
• 01/2026 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 04/2016 → 02/2025
  Mason Securities, Inc.
  Reston, VA

Previous Registrations

• 2014-01-28 → 2015-12-01
  Lancaster Pollard Investment Advisory Group
  Columbus, OH
• 2012-05-18 → 2013-08-21
  Morgan Stanley
  Columbus, OH
• 2009-11-23 → 2012-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH
• 2009-06-01 → 2009-11-24
  Morgan Stanley
  Columbus, OH
• 2008-12-10 → 2009-06-01
  Morgan Stanley & Co. Llc
  Columbus, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-05
• S66 Uniform Combined State Law Examination
  2008-12-09

Other Names

• James Lester Ross
• James Lester Ross
• James Lester Ross Ii