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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
DC RA APPROVED 2024-01-19
MD RA APPROVED 2024-01-19
NJ RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
VA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19
  • DC RA
    APPROVED
    Since 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19
  • NJ RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19
  • VA RA
    APPROVED
    Since 2024-01-19

Branch Locations

12501 Prosperity Dr. Suite 470, Silver Spring, MD 20904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Silver Spring MD 01/2015 07/2018
Capital One Advisors, Llc Silver Spring MD 01/2015 07/2018
Woodbury Financial Services, Inc. Mclean VA 07/2018 Present
Woodbury Financial Services, Inc. Mclean VA 07/2018 01/2024
Osaic Wealth, Inc. Silver Spring MD 01/2024 Present
  • 01/2015 → 07/2018
    Capital One Investing, Llc
    Silver Spring, MD
  • 01/2015 → 07/2018
    Capital One Advisors, Llc
    Silver Spring, MD
  • 07/2018 → Present
    Woodbury Financial Services, Inc.
    Mclean, VA
  • 07/2018 → 01/2024
    Woodbury Financial Services, Inc.
    Mclean, VA
  • 01/2024 → Present
    Silver Spring, MD
Previous Registrations
  • 2018-07-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Silver Spring, MD
    Bethesda, MD
  • 2015-01-28 → 2018-07-11
    Capital One Advisors, Llc
    Silver Spring, MD
    Mclean, VA
  • 2014-01-16 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 2005-07-06 → 2013-01-02
    Next Financial Group, Inc.
    Miami, FL
    Coral Gables, FL
  • 2003-09-19 → 2005-06-27
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-04
  • S66 Uniform Combined State Law Examination
    2002-03-04
Designations

View on SEC IAPD

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