Zach Carey

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2023-04-06

MS RA
APPROVED

Since 2023-04-06

Branch Locations

Oxford, MS • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Calton & Associates, Inc.	Collierville	TN	01/2006	05/2019
Alexander Cpaital	New York	NY	08/2019	01/2022
Gwfs Equities, Inc	Greenwood Village	CO	02/2022	Present

01/2006 → 05/2019

Calton & Associates, Inc.

Collierville, TN
08/2019 → 01/2022

Alexander Cpaital

New York, NY
02/2022 → Present

Gwfs Equities, Inc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-03
S63	Uniform Securities Agent State Law Examination	2022-04-05

S66 Uniform Combined State Law Examination

2023-03-03
S63 Uniform Securities Agent State Law Examination

2022-04-05

Other Names

Zach Carey
Zachary Lee Carey

View on SEC IAPD