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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-06
  • CA RA
    APPROVED
    Since 2025-08-06

Branch Locations

Valley Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Valley Village CA 10/2009 Present
Prudential Investment Management Services Llc Valley Village CA 10/2009 Present
Pgim Investments,Llc Valley Village CA 11/2009 Present
  • 10/2009 → Present
    Pgim Investments,Llc
    Valley Village, CA
  • 10/2009 → Present
    Prudential Investment Management Services Llc
    Valley Village, CA
  • 11/2009 → Present
    Pgim Investments,Llc
    Valley Village, CA
Previous Registrations
Other Businesses

SIGHT TO SITE LOCATIONS POSITION: n/a NATURE: film location INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2021 ADDRESS: 5938 Aldea Ave, encino CA 91316, United States DESCRIPTION: My only responsibility is to vacate my home from the dates of 9/29/21-10/1/21, and any other times when my house is selected for a shoot. Time spent on this will vary, because its based on demand for my house. WOOD AND BELL INC POSITION: n/a NATURE: renting out my home for a commercial INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 11802 Hesby St, Valley Village CA 91607, United States DESCRIPTION: my only responsibility is to allow a production crew to have access to my house on 12/1. FILM SHOOT LOCATIONS POSITION: n/a- they're paying me to rent my house if a production crew picks it as a location for a shoot NATURE: location scout for commercials INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2022 ADDRESS: 425 15th street suite 3714, manhattan beach CA 90266, United States DESCRIPTION: no responsibilities or duties, just need to vacate my house while a film crew is shooting. AMERICA FILM NETWORK POSITION: no position or role. NATURE: film & television INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 4225 Woodman ave, Sherman Oaks CA 91423, United States DESCRIPTION: Communicate with the owner of America Film Network when a film crew and production company would like to use my home. Vacate my property during the shoots.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-02
S63 Uniform Securities Agent State Law Examination 2002-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-05-02
  • S63 Uniform Securities Agent State Law Examination
    2002-07-23

View on SEC IAPD

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