Scott J Gegerson

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2016
  Guardian Life Insurance Co
  Woodbury, NY
• 03/2015 → 10/2016
  Park Avenue Securities Llc
  Woodbury, NY
• 10/2016 → 03/2021
  Guardian Life Insurance
  Armonk, NY
• 10/2016 → 03/2021
  Park Avenue Securities Llc
  Armonk, NY
• 03/2021 → Present
  Lpl Financial Llc
  Garden City, NY
• 03/2021 → Present
  Stratos Wealth Partners, Ltd
  Garden City, NY

Previous Registrations

• 2015-06-29 → 2021-04-06
  Park Avenue Securities Llc
  Woodbury, NY
  Ridgefield, CT

Other Businesses

1) 03/2021- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)-Inv. Related- Garden City, NY- 160hrs/mth 2) 03/2021- Non-Variable Insurance- Agent selling Life (both term, WL and universal) Fixed Annuity, LTC and LTDI - Inv. Related- Rockville Centre NY- start date 3/2021- 20hrs/mth 3) 3/18/2021 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 3/24/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 4/13/2021 - Truvium Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/07/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 6) 4/14/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Truvium Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/07/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 7) 3/16/2023 - Vanbridge - Investment Related - At Reported Business Location(s) - Insurance Agency - Insurance agent - Start Date - 03/13/2023 - 2 Hours Per Month/0 Hours During Securities Trading 8) 07/05/2024 - Truvium Consulting Group - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/15/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-08-11
• S63 Uniform Securities Agent State Law Examination
  2006-04-28

Designations

• Certified Financial Planner

Other Names

• Scott Joseph Gegerson
• Scott Gegerson