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Karim Michael Ouazzi

Sei Investments Management Corp

Oaks, PA

CRD 4448409

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-17
DE RA APPROVED 2025-04-17
VA RA APPROVED 2025-04-17
CA RA APPROVED 2025-01-01
IL RA APPROVED 2022-09-21
NY RA APPROVED 2021-02-01
GA RA APPROVED 2018-03-28
LA RA APPROVED 2018-02-07
WA RA APPROVED 2013-11-18
PA RA APPROVED 2010-06-03
  • CT RA
    APPROVED
    Since 2025-04-17
  • DE RA
    APPROVED
    Since 2025-04-17
  • VA RA
    APPROVED
    Since 2025-04-17
  • CA RA
    APPROVED
    Since 2025-01-01
  • IL RA
    APPROVED
    Since 2022-09-21
  • NY RA
    APPROVED
    Since 2021-02-01
  • GA RA
    APPROVED
    Since 2018-03-28
  • LA RA
    APPROVED
    Since 2018-02-07
  • WA RA
    APPROVED
    Since 2013-11-18
  • PA RA
    APPROVED
    Since 2010-06-03

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Oaks PA 03/2002 Present
Sei Investements Management Corp Oaks PA 05/2004 Present
  • 03/2002 → Present
    Sei Investments
    Oaks, PA
  • 05/2004 → Present
    Sei Investements Management Corp
    Oaks, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    2001-12-07
Designations
  • Certified Financial Planner
Other Names
  • Karim M Ouazzi

View on SEC IAPD

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