Mark Porcelli

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 06/2018
  Tiaa
  New York, NY
• 07/2013 → 06/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 07/2018 → Present
  Charles Schwab & Co., Inc.
  Jersey City, NJ
• 07/2018 → 01/2021
  Schwab Private Client Investment Advisory
  New York City, NY

Previous Registrations

• 2019-03-11 → 2021-02-01
  Schwab Wealth Advisory, Inc.
  New York City, NY
• 2013-08-07 → 2018-06-18
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 2012-07-09 → 2013-07-12
  Lenox Advisors, Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2009-01-20
• S63 Uniform Securities Agent State Law Examination
  2001-09-28

Designations

• Certified Financial Planner

Other Names

• Mark John Porcelli