Tanner Halverson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APP_PEND_IARCE	2026-01-01

MN RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Maricopa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

NAME OF ACTIVITY: PART TIME WORKING AT MOVIE THEATER; DATE ACTIVITY STARTED: 10/14/2015; EMPLOYEE; DUTIES: CLEAN THEATER, USHER, BOX OFFICE; TOTAL HOURS PER MONTH 20-40; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR UP TO $10,000; THIS DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE AMERIPRISE CLIENTS; THIS IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-01-29

S63 Uniform Securities Agent State Law Examination

2005-01-29

Other Names

Tanner J Halverson
Tanner James Halverson

View on SEC IAPD