Dev Gupta

Current Employers

Employment History

• 09/2010 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  San Francisco, CA
• 01/2020 → Present
  Perigon Wealth Management, Llc
  San Francisco, CA
• 06/2020 → Present
  Fair Capital, Inc.
  San Francisco, CA

Previous Registrations

• 2010-09-28 → 2020-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
• 2009-06-01 → 2010-10-01
  Morgan Stanley
  San Francisco, CA
• 2007-05-14 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA

Other Businesses

(1) Fair Capital Inc.; Not-investment related; 3010 Buchanan Street, Apt. 9, San Francisco, CA 94123; Fintech Firm; Chief Executive Officer; 06/2020; Thirty (30) hours per month; Fifteen (15) hours during securities trading hours; Raise capital, develop and manage the strategic product, and marketing initiatives; Several Perigon Wealth Management, LLC clients are invested in Fair Capital, Inc. (2) Streetwise Investors Fund, LP; Not-investment related; Los Angeles, CA; Real estate limited partnership; Passive Investor; 10/2020; Zero (0) hours per month; Zero (0) hours during securities trading hours. (3) AutomaticCRM, Inc.; Not-investment related; San Francisco, CA; Technology firm that develops client relationship management software; Passive Investor; 04/2021; Zero (0) hours per month; Zero (0) hours during securities trading hours. (4) Licensed Insurance Agent; Not-investment related; 201 Mission St., Ste. 1825, San Francisco, CA 94105; Insurance sales; Insurance Agent; 08/2007; Fifteen (15) hours per month, all of which are during securities trading hours; Recommendation and implementation of insurance sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-07-18
• S65 Uniform Investment Adviser Law Examination
  2006-12-12

Designations

Other Names

• Dev Rattan Gupta
• Devratna Gupta