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600 N King St Suite 200, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-10-09 |
Branch Locations
600 N King St Suite 200, Wilmington, DE 19801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2014 | 10/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2014 | 10/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2018 | 01/2020 |
| Riversedge Advisors Llc | Wilmington | DE | 10/2018 | Present |
| Riveredge Busines Solutions Dba Riversedge Tax & Advisory | Wilmington | DE | 08/2024 | Present |
1) Riversedge Advisors LLC. Investment Related. 1 Avenue of the Arts, Wilmington DE, 19801. Financial Planning/Investment Management. Partner. Start 10/2018. 40-50hrs/mo, all during trading hours. Investment Management/ Financial Planning. 2)CARNEY REAL ESTATE. STARTED 03/2007 AS OWNER OF RENTAL PROPERTY. I OWN ONE TOWNHOUSE THAT NOW SERVES AS A RENTAL PROPERTY. SPENDS 1 HR/MO, NONE DURING TRADING. 3)QMT LLC, 217 CLOVER DR, HOCKESSIN, DE, 1/2016 AS OWNER OF LLC FOR LIABILITY PURPOSES. NIR - 0 HRS. 4)HIGHLAND CAPITAL BROKERAGE, 2002 RENAISSANCE BLVD STE 220, KING OF PRUSSIA, PA, 8/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 10 HR/MO - 10/TRADING. 5)ONE RESOURCE GROUP, 809 S CALHOUN ST, STE 600, FORT WAYNE, IN, 1/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 0 HR/WK - 0/TRADING. 6)NEWTON ONE ADVISORS, 131 CONTINENTIAL DR STE 206, NEWARK, DE, 1/2014 AS FORMER AGENT RECEIVING TRAILS. NIR - 0 HRS. 7)PETRONE ASSOCIATES INC/GUARDIAN, 2 RESEARCH WAY, PRINCETON, NJ, 1/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 1 HR/MO - 1/TRADING. 8) Independence Planning Group. Non-investment related. 1767 Sentry Parkway West, Suite 200, Blue Bell, PA 19422. Service of DI policies. Representative. Start 1/2014. 0 hrs/mo. Service DI policies. 9) RiversEdge Business Services dba RiversEdge Tax & Advisory; Investment related: Yes; 600 N King St, Suite 200 Wilmington DE 19801 USA; Public Accounting Firm; Position Title: Partner; Start date: 2024-08-01; Hours per month during trading hours: 2; Hours per month outside trading hours: 2.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-12 |
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