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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Investors Securities Corporation | Cedar Rapids | IA | 05/2016 | 09/2016 |
| Transmaerica Retirement Solutions | Cedar Rapids | IA | 02/2016 | 09/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2016 | 07/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2016 | 07/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2017 | 07/2022 |
| Vigilant Distributers, Llc | Chadds Ford | PA | 07/2022 | 10/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-28 |
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