Lisa Michelle Smith

Current Employers

Employment History

• 07/2016 → Present
  D.A. Davidson & Co.
  Lincoln, NE

Previous Registrations

• 2000-01-05 → 2016-07-28
  Smith Hayes Advisers Inc
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) T & L, LLC: investment related; Lincoln, NE; Real Estate LLC; Partner; starting 5/1/2003; no time devoted to this activity or during securities trading hours; duties include oversight and investor. 2) University of Nebraska Foundation; non-investment related; Lincoln, NE 68508; University; Trustee and member of Women Investing in Nebraska sub-committee; starting 1/3/2011; 1 hr/month; and during securities trading hours; raise, invest and disburse money to support the University and attend meetings. 3) Joslyn Art Museum; non-investment related; Omaha, NE 68102; Art Museum; Board Member; starting 6/1/2015; 4 hr/month and during securities trading hours; general oversight and attend meetings. 4) College of Business, University of Nebraska Lincoln Advisory Board; non-investment related; Lincoln, NE 68508; Corporation; Advisory Board Member; starting 9/1/2015; 2 hr/quarter; no time during securities trading hours; attend meetings and provide advice. 5) Nebraska Bank of Commerce; investment related; Lincoln, NE 68508; Bank; Shareholder; starting 12/3/2007; no time devoted to this activity or during securities trading hours; no duties for this activity. 6) Child Advocacy Center; non-investment related; Lincoln, NE 68502; Non-Profit; Board Member; starting 9/1/2016; 4 hr/month and during securities trading hours; attend meetings, general oversight. 7) Smith & Hall Desert Properties; investment-related; Cathedral City, CA; own and operate investment property in California; Investor and Partner; starting 11/02/2015; no time devoted during securities trading hours. 8) BRYAN MEDICAL CENTER; NON-INVESTMENT RELATED; LINCOLN, NE; NON-PROFIT; BOARD MEMBER; START 1/1/25; 2 HR/MO DURING SECURITIES TRADING HOURS; I ATTEND BOARD MEETINGS, PROVIDE GENERAL OVERSIGHT AND BE AN AMBASSADOR IN THE COMMUNITY. 9) NEBRASKA COMMUNITY FOUNDATION; NON-INVESTMENT RELATED; LINCOLN, NE; NON-PROFIT; BOARD MEMBER; START 11/15/2024; 2-4 HR/QRTR DURING SECURITIES TRADING HOURS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-16
• S63 Uniform Securities Agent State Law Examination
  1999-10-25

Other Names

• Lisa Gottsch