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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-19 |
| CO | RA | APPROVED | 2018-12-20 |
Branch Locations
175 Derby St Ste 16, Hingham, MA 02043 • United States
Plymouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atel Securities Corporation | San Francisco | CA | 11/2016 | 01/2018 |
| Unemployed | Kingston | MA | 06/2016 | 11/2016 |
| Unemployed | Colorado Springs | CO | 01/2018 | 06/2018 |
| Ameriprise Financial Services, Inc. | Colorado Springs | CO | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Hingham | MA | 03/2020 | Present |
Board of Directors; Church of the Pilgrimage Board of Trustees; Trustee; Church of the Pilgrimage, 8 Town Square, Plymouth, MA, 02360; Not Investment-Related; 11/21/2024; 1 to 9 hours per month; 0 during trading hours / Church of the Pilgrimage Board of Trustees; Trustee; Church of the Pilgrimage, 8 Town Square, Plymouth , MA, 02360; Investment-Related; 03/31/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Coordinated Assistance Network; CAN (Coordinated Assistance Network) is a group I found on the CFP boards website. I have been looking to do some pro bono assistance for Cancer survivors or veterans. CAN happens to work with veterans. The clients I help are screened through CAN and their info passed on to me via a portal on a website. The interactions are via email, or phone and are typically brief where I help them with a couple of their financial needs questions and then I close out the case and await the next one. ; 175 Derby St, Unit 16, Hingham, MA, 02043; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-22 |
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