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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-19
CO RA APPROVED 2018-12-20
  • TX RA
    APPROVED
    Since 2019-02-19
  • CO RA
    APPROVED
    Since 2018-12-20

Branch Locations

175 Derby St Ste 16, Hingham, MA 02043 • United States

Plymouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atel Securities Corporation San Francisco CA 11/2016 01/2018
Unemployed Kingston MA 06/2016 11/2016
Unemployed Colorado Springs CO 01/2018 06/2018
Ameriprise Financial Services, Inc. Colorado Springs CO 06/2018 03/2020
Ameriprise Financial Services, Llc Hingham MA 03/2020 Present
  • 11/2016 → 01/2018
    Atel Securities Corporation
    San Francisco, CA
  • 06/2016 → 11/2016
    Unemployed
    Kingston, MA
  • 01/2018 → 06/2018
    Unemployed
    Colorado Springs, CO
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Colorado Springs, CO
  • 03/2020 → Present
    Hingham, MA
Other Businesses

Board of Directors; Church of the Pilgrimage Board of Trustees; Trustee; Church of the Pilgrimage, 8 Town Square, Plymouth, MA, 02360; Not Investment-Related; 11/21/2024; 1 to 9 hours per month; 0 during trading hours / Church of the Pilgrimage Board of Trustees; Trustee; Church of the Pilgrimage, 8 Town Square, Plymouth , MA, 02360; Investment-Related; 03/31/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Coordinated Assistance Network; CAN (Coordinated Assistance Network) is a group I found on the CFP boards website. I have been looking to do some pro bono assistance for Cancer survivors or veterans. CAN happens to work with veterans. The clients I help are screened through CAN and their info passed on to me via a portal on a website. The interactions are via email, or phone and are typically brief where I help them with a couple of their financial needs questions and then I close out the case and await the next one. ; 175 Derby St, Unit 16, Hingham, MA, 02043; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-06
S63 Uniform Securities Agent State Law Examination 2001-09-22
  • S65 Uniform Investment Adviser Law Examination
    2018-09-06
  • S63 Uniform Securities Agent State Law Examination
    2001-09-22
Other Names
  • Andrew Phillip Witherow
  • Andrew Witherow

View on SEC IAPD

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