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Katherine Ann Barnhart

Rockefeller Financial LLC

Palm Beach Gardens, FL

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-12
TX RA APPROVED_RES 2022-01-11
  • FL RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED_RES
    Since 2022-01-11

Branch Locations

3835 Pga Boulevard, Suite 401, Palm Beach Gardens, FL 33410 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services Charlotte NC 10/2009 01/2019
Truist Investment Services, Inc. Palm Beach FL 01/2019 01/2022
Truist Advisory Services, Inc. Palm Beach FL 01/2019 01/2022
Rockefeller Financial Llc Palm Beach FL 01/2022 Present
Rockefeller Capital Management Palm Beach FL 11/2025 01/2026
Previous Registrations
  • 2025-11-04 → 2026-01-05
    Rockefeller Capital Management
    Palm Beach Gardens, FL
  • 2021-02-17 → 2022-01-19
    Truist Advisory Services, Inc.
    Palm Beach, FL
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Palm Beach, FL
    Charlotte, NC
    Richmond, VA
  • 2010-01-06 → 2018-01-02
    Bb&T Investment Services, Inc.
    Palm Beach, FL
    Charlotte, NC
    West Palm Beach, FL
    Wellington, FL
    Silver Springs, FL
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 2000-03-02
  • S66 Uniform Combined State Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-03-02
Other Names
  • Katherine Ann Scheer
  • Katherine Ann Zinn
  • Kathi A Barnhart
  • Katherine Ann Scheer

View on SEC IAPD

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