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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-02-10 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Service | White Plains | NY | 07/2015 | 10/2021 |
| Prudential Insurance Company Of America | White Plains | NY | 07/2015 | 10/2021 |
| Transamerica Financial Life Insurance Company | White Plains | NY | 10/2021 | 01/2022 |
| Transamerica Investors Securities Corporation | White Plains | NY | 10/2021 | 01/2022 |
| Nationwide Investment Services Corporation | Columbus | OH | 01/2022 | Present |
--Position: Instructor/Teacher Company/Employer: Miami Dade College Location: Hialeah, FL Start Date: 04/24/2023 Hours Devoted Monthly: 8 Hours During Trading Hours: 0 Investment Related: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-04 |
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