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Alain Eduardo Rodriguez

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 4447120

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-10
  • OH RA
    APPROVED
    Since 2022-02-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Service White Plains NY 07/2015 10/2021
Prudential Insurance Company Of America White Plains NY 07/2015 10/2021
Transamerica Financial Life Insurance Company White Plains NY 10/2021 01/2022
Transamerica Investors Securities Corporation White Plains NY 10/2021 01/2022
Nationwide Investment Services Corporation Columbus OH 01/2022 Present
  • 07/2015 → 10/2021
    Prudential Investment Management Service
    White Plains, NY
  • 07/2015 → 10/2021
    Prudential Insurance Company Of America
    White Plains, NY
  • 10/2021 → 01/2022
    Transamerica Financial Life Insurance Company
    White Plains, NY
  • 10/2021 → 01/2022
    Transamerica Investors Securities Corporation
    White Plains, NY
  • 01/2022 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
Other Businesses

--Position: Instructor/Teacher Company/Employer: Miami Dade College Location: Hialeah, FL Start Date: 04/24/2023 Hours Devoted Monthly: 8 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2006-05-04
  • S65 Uniform Investment Adviser Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2006-05-04
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Alain Eduardo Rodriguez

View on SEC IAPD

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