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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-13 |
| NC | RA | APPROVED | 2017-09-11 |
| DC | RA | APPROVED | 2009-03-11 |
Branch Locations
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Rockville | MD | 02/2009 | 08/2017 |
| City National Bank | Wilmington | NC | 02/2019 | Present |
| Rbc Capital Markets, Llc | Wilmington | NC | 08/2017 | Present |
(1) DBA - SANDY SPRING INVESTMENT SERVICES - OFFERING FINANCIAL PLANNING AT THE INVESTMENT CENTER OF SANDY SPRING BANK, 100% OF TIME SPENT, PAID SALARY - APPROVED 10/9/07. (2) NAME OF ENTITY: RENTAL OF 2ND HOME; ADDRESS: 1613 LINCOLN ROAD WILMINGTON, NC 28403; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER-PASSIVE; START DATE: 01/2019; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-17 |
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