Ky Lance Fiser

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 08/2017
  Wfg Investments, Inc.
  Dallas, TX
• 08/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Dallas, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Dallas, TX

Previous Registrations

• 2012-07-19 → 2017-08-04
  Wfg Advisors, Lp
  Dallas, TX
• 2001-10-12 → 2012-07-20
  Ameriprise Financial Services, Llc
  Richardson, TX
  Dallas, TX
  Plano, TX

Other Businesses

Independent Insurance Brokering; Banner Life; 08/01/2012; / Principal National Life; 08/01/2012; / Allianz; 08/01/2012; / met life; 08/01/2012; / Principal; 08/01/2012; . Business Ownership; FWM Practice; ; LLC; 4514 Cole Ave, #619Dallas, TX 75205, ,; Not Investment-Related; 10/12/2017; 1 to 9 hours per month; 1 to 9 during trading hours / FWM Practice, LLC; Owner; Manage Ameriprise Business; 4144 N Central Expy, #538, , Dallas, TX, 75204; Investment-Related; 07/17/2012; 60 hours per month; 60 during trading hours. Outside Employment; FWM Practice LLC; Owner; Manage advisory business; 4144 N Central Expy, #538, , Dallas, TX, 75204; Investment-Related; 07/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-11

Designations

• Certified Financial Planner