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Richard Lee Runestad

Ae Wealth Management, LLC

Fort Wayne, IN

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-16
IN RA APPROVED 2020-01-14
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • IN RA
    APPROVED
    Since 2020-01-14

Branch Locations

3925 Union Chapel Rd, Fort Wayne, IN 46845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Runestad Financial Ft. Wayne IN 01/2000 Present
Ae Wealth Management, Llc Topeka KS 01/2020 Present
Corecap Advisors Southfield MI 07/2015 01/2020
Financial Partners Federal Credit Union Woodburn IN 06/2020 01/2025
  • 01/2000 → Present
    Runestad Financial
    Ft. Wayne, IN
  • 01/2020 → Present
    Topeka, KS
  • 07/2015 → 01/2020
    Southfield, MI
  • 06/2020 → 01/2025
    Financial Partners Federal Credit Union
    Woodburn, IN
Previous Registrations
  • 2015-07-01 → 2020-01-17
    Ft. Wayne, IN
    Southfield, MI
    Leo, IN
    Leo, IN
Other Businesses

1.) RUNESTAD FINANCIAL SERVICES; YES INVESTMENT RELATED; 3925 UNION CHAPEL RD, FORT WAYNE, IN 46845; INSURANCE SALES; PRESIDENT; START DATE 05/2000 ; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) ENM HOLDINGS LLC; NOT INVESTMENT RELATED; 16730 PINE RIDGE PASS, LEO, IN 46765; MEMBER; START DATE 01/2021; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING;INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-15
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    2015-06-15
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20
Other Names
  • Ric Runestad

View on SEC IAPD

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