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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-17
OH RA APPROVED 2015-09-03
  • TX RA
    APPROVED_RES
    Since 2017-01-17
  • OH RA
    APPROVED
    Since 2015-09-03

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton OH 08/2015 Present
Bank Of America, N.A. Canton OH 11/2015 Present
Previous Registrations
  • 2006-10-17 → 2015-09-02
    Canton, OH
    Fort Mill, SC
    Canton, OH
  • 2004-01-27 → 2006-10-17
    Kestra Investment Services, Llc
    New Albany, OH
    Canton, OH
Other Businesses

12/26/2013 - NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 0% TIME SPENT - RENTAL FROM OFFICE SPACE 03/13/2014 - NILGES.DRAHER.LLC - OTHER-SUBLET OFFICE SPACE - 0% TIME SPENT - RENTAL FROM TWO OFFICE SPACES. OFFICE #4 AND # 5.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-07
  • S63 Uniform Securities Agent State Law Examination
    2001-08-07

View on SEC IAPD

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