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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MO | RA | APPROVED | 2017-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ica - Macon Atlanta State Bank | Macon | MO | 08/2001 | 10/2017 |
| Commonwealth Financial Network | San Diego | CA | 10/2017 | Present |
| Ma Financial | Macon | MO | 07/2020 | 12/2020 |
1. Fixed insurance sales. Conducted at branch location; Investment related. 2. Owner, King Investment Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 60% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-02 |
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