David Alan Saltzman

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-08-10
TX	RA	APPROVED	2023-08-10

MN RA
APPROVED

Since 2023-08-10
TX RA
APPROVED

Since 2023-08-10

Branch Locations

Austin, TX • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services Inc	St. Paul	MN	08/2001	08/2023
Minnesota Life Insurance Company	St. Paul	MN	08/2001	08/2023
North Star Consultants	Austin	TX	05/2002	Present
C.R.I. Securities, Inc.	St. Paul	MN	05/2002	10/2021
Cetera Wealth Services, Llc	Minneapolis	MN	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present
Ecad, Llc	Austin	TX	01/2026	Present

08/2001 → 08/2023

Securian Financial Services Inc

St. Paul, MN
08/2001 → 08/2023

Minnesota Life Insurance Company

St. Paul, MN
05/2002 → Present

North Star Consultants

Austin, TX
05/2002 → 10/2021

C.R.I. Securities, Inc.

St. Paul, MN
08/2023 → Present

Cetera Wealth Services, Llc

Minneapolis, MN
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2026 → Present

Ecad, Llc

Austin, TX

Previous Registrations

2007-09-19 → 2023-08-10

Securian Financial Services, Inc.

Austin, TX

Austin, TX

Minneapolis, MN

Austin, TX
2016-02-18 → 2021-10-19

Cri Securities, Llc

Austin, TX

Austin, TX
2003-05-27 → 2008-09-10

Marathon Advisors, Inc

Austin, TX

Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2. SPORTS BROADCASTER POSITION: Independent Contractor NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Independent Contractor; 3. NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ECAD LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND ADVISORY FEES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-02-19
S63	Uniform Securities Agent State Law Examination	2001-09-26

S65 Uniform Investment Adviser Law Examination

2003-02-19
S63 Uniform Securities Agent State Law Examination

2001-09-26

Other Names

David A Saltz

View on SEC IAPD