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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-26
TX RA APPROVED_RES 2024-02-24
NY RA APPROVED 2024-02-23
DC RA APPROVED 2011-07-11
NC RA APPROVED 2011-06-07
CA RA APPROVED 2011-06-02
NJ RA APPROVED 2011-06-02
OH RA APPROVED 2011-06-02
CT RA APPROVED 2010-12-09
  • FL RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED_RES
    Since 2024-02-24
  • NY RA
    APPROVED
    Since 2024-02-23
  • DC RA
    APPROVED
    Since 2011-07-11
  • NC RA
    APPROVED
    Since 2011-06-07
  • CA RA
    APPROVED
    Since 2011-06-02
  • NJ RA
    APPROVED
    Since 2011-06-02
  • OH RA
    APPROVED
    Since 2011-06-02
  • CT RA
    APPROVED
    Since 2010-12-09

Branch Locations

321 Whitney Avenue, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Haven CT 12/2010 04/2018
Janney Montgomery Scott Llc New Haven CT 04/2018 11/2024
Janney Montgomery Scott Llc New Haven CT 11/2024 12/2024
Janney Montgomery Scott Llc New Haven CT 12/2024 Present
Previous Registrations
  • 2006-01-13 → 2010-12-14
    Little Rock, AR
    New Haven, CT
  • 2005-12-07 → 2006-02-13
    Legg Mason Wood Walker, Incorporated
    New Haven, CT
  • 2003-10-16 → 2005-05-13
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-07
  • S66 Uniform Combined State Law Examination
    2003-02-07
Other Names
  • Alex Gonzalez
  • Alexandra Gonzalez
  • Alexandra Gonzalez

View on SEC IAPD

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