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Alexandra Forte

Janney Montgomery Scott LLC

New Haven, CT

CRD 4446118

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-26
TX RA APPROVED_RES 2024-02-24
NY RA APPROVED 2024-02-23
DC RA APPROVED 2011-07-11
NC RA APPROVED 2011-06-07
CA RA APPROVED 2011-06-02
NJ RA APPROVED 2011-06-02
OH RA APPROVED 2011-06-02
CT RA APPROVED 2010-12-09
  • FL RA
    APPROVED
    Since 2024-02-26
  • TX RA
    APPROVED_RES
    Since 2024-02-24
  • NY RA
    APPROVED
    Since 2024-02-23
  • DC RA
    APPROVED
    Since 2011-07-11
  • NC RA
    APPROVED
    Since 2011-06-07
  • CA RA
    APPROVED
    Since 2011-06-02
  • NJ RA
    APPROVED
    Since 2011-06-02
  • OH RA
    APPROVED
    Since 2011-06-02
  • CT RA
    APPROVED
    Since 2010-12-09

Branch Locations

321 Whitney Avenue, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Haven CT 12/2010 04/2018
Janney Montgomery Scott Llc New Haven CT 04/2018 11/2024
Janney Montgomery Scott Llc New Haven CT 11/2024 12/2024
Janney Montgomery Scott Llc New Haven CT 12/2024 Present
Previous Registrations
  • 2006-01-13 → 2010-12-14
    Stephens
    Little Rock, AR
    New Haven, CT
  • 2005-12-07 → 2006-02-13
    Legg Mason Wood Walker, Incorporated
    New Haven, CT
  • 2003-10-16 → 2005-05-13
    Rbc Capital Markets, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-07
  • S66 Uniform Combined State Law Examination
    2003-02-07
Other Names
  • Alex Gonzalez
  • Alexandra Gonzalez
  • Alexandra Gonzalez

View on SEC IAPD

Nearby Firms

KREITLER FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
STRATEGIC ADVISERS LLC

Nearby Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS

Nearby Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT

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