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Elizabeth Lynn Sprinkle

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-23
  • NC RA
    APPROVED
    Since 2026-04-23

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Matthews NC 06/2014 11/2016
Wells Fargo Bank Na Matthews NC 06/2014 05/2025
Wells Fargo Clearing Services, Llc Matthews NC 11/2016 05/2025
Truist Investment Services,Inc Charlotte NC 05/2025 01/2026
Truist Advisor Services, Inc Charlotte NC 05/2025 01/2026
Ubs Financial Services Inc. Charlotte NC 01/2026 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Matthews, NC
  • 06/2014 → 05/2025
    Wells Fargo Bank Na
    Matthews, NC
  • 11/2016 → 05/2025
    Wells Fargo Clearing Services, Llc
    Matthews, NC
  • 05/2025 → 01/2026
    Truist Investment Services,Inc
    Charlotte, NC
  • 05/2025 → 01/2026
    Truist Advisor Services, Inc
    Charlotte, NC
  • 01/2026 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-02
S63 Uniform Securities Agent State Law Examination 2001-11-15
  • S66 Uniform Combined State Law Examination
    2014-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-11-15
Other Names
  • Elizabeth Lynn Sprinkle
  • Lynn Sprinkle Wykoff
  • Elizabeth Lynn Wykoff
  • Elizabeth Lynn Wykoff

View on SEC IAPD

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