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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2008-08-29 |
| TX | RA | APPROVED_RES | 2008-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Knoxville | TN | 08/2008 | Present |
| Bank Of America,Na | Knoxville | TN | 11/2009 | Present |
I*72600 NON-PROFIT ORGANIZATION: SEVEN ISLANDS FOUNDATION INVESTMENT RELATED: N ADDRESS: KNOXVILLE, TENNESSEE 37901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 8/1/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO PROVIDE ADVICE AND COUNSEL FOR THE SEVEN ISLANDS FOUNDATION. THIS IS A NEW FOUNDATION CREATED BY A CLIENT AND FRIEND AND THEY ASKED ME TO HELP THE REST OF THE BOARD TO DETERMINE THE BEST WAY TO CARRY OUT THEIR MISSION. NOT INVESTMENT ADVICE. I*: 2175432 Entity Type: Charitable Name of OBA: Kappa Tau Chapter of Phi Gamma Delta Fraternity Address: Knoxville, TN 37916 Investment Related: No Position, Title, Association: Committee Employee Start Date: 2/1/2025 Number of Hours: 5 hrs annually Number of Hours during trading: .5 hrs annually Duties: Member of the scholarship committee which reviews applications and selects candidates for academic or merit scholarships for active undergraduate members of Phi Gamma Delta fraternity on the University of Tennessee campus.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-08 |
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