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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2018-12-26
  • NE RA
    APPROVED
    Since 2018-12-26

Branch Locations

116 E 9Th St., Wood River, NE 68883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stewart & Bangs Llc Wood River NE 01/2001 Present
Centaurus Financial, Inc. Anaheim CA 09/2010 12/2018
Cambridge Investment Research, Inc. Fairfield IA 12/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2018 Present
Previous Registrations
  • 2010-10-01 → 2018-12-10
    Elkhorn, NE
    Wood River, NE
    Anaheim, CA
    Elkhorn, NE
  • 2008-05-06 → 2010-09-29
    Qa3 Financial Llc
    Wood River, NE
    Omaha, NE
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.BANGS & STEWART CPAS LLC, 116 E 9TH ST, WOOD RIVER, NE, 12/2000 AS PART-OWNER PROVIDING CPA AND TAX PREPARATION SERVICES. NIR - 40/WK - 5/TRADING. 3.STEWART & BANGS LLC, 116 E 9TH ST, WOOD RIVER, NE, 12/2000 AS PART-OWNER IN LLC THAT HOLDS REAL ESTATE. NIR - 1/WK - 0/TRADING. 4.SENSE TECHNOLOGIES INC, 2535 N CARLETON AVE STE B, GRAND ISLAND, NE 1/2009 AS BOARD MEMBER. NIR - 1/MO - 0/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-29
S66 Uniform Combined State Law Examination 2001-11-16
  • S65 Uniform Investment Adviser Law Examination
    2008-04-29
  • S66 Uniform Combined State Law Examination
    2001-11-16

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