Erik Ronn Kidd

Employer firm

Pgim Investments LLC CRD 105670

$345B regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Neuberger Berman Llc
  Newport Beach, CA
• 11/2016 → Present
  Pgim Investments,Llc
  Alamo, CA
• 11/2016 → Present
  Prudential Investment Management Services Llc
  Alamo, CA
• 12/2016 → Present
  Pgim Investments,Llc
  Carlsbad, CA

Previous Registrations

• 2009-05-26 → 2016-11-16
  Neuberger Berman Bd Llc
  Newport Beach, CA
  Dallas, TX
  Carlsbad, CA
  San Diego, CA
  Newport Beach, CA
• 2006-07-07 → 2009-05-22
  Neuberger Berman Management Llc
  New York, NY
  Dallas, TX
• 2004-11-09 → 2006-07-06
  Neuberger Berman Bd Llc
  New York, NY
  New York, NY
• 2003-12-12 → 2004-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ
• 2002-07-22 → 2003-02-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ

Exams

• S66 Uniform Combined State Law Examination
  2001-10-04