Brian James Bova

Current Employers

Employment History

• 09/2003 → 04/2018
  Ubs Financial Services Inc.
  New York, NY
• 03/2018 → 01/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2018 → Present
  Inscription Capital
  Houston, TX
• 05/2019 → Present
  Inscription Family Office, Llc
  Houston, TX
• 01/2021 → 12/2023
  Cabot Lodge Securities Llc
  New York, NY

Previous Registrations

• 2008-02-01 → 2018-04-17
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ
  New York, NY
  Houston, TX
  Weehawken, NJ
  Houston, TX

Other Businesses

1. Inscription Capital, Investment Related, Houston, TX, Registered Investment Advisory, Principal/CEO, 04/2018, 160 hours per month, 5 hours per month during trading hours, relationship management, portfolio management, firm strategy. 2. Inscription Family Office, Non-investment Related, Houston, TX, Registered Investment Advisor, Principal, 05/2019, 5 hours per month, 1 hour per month during trading hours, relationship management, presenting this service to clients/prospects. 3. Life Insurance, investment related, Houston, TX, placement of insurance policies for individuals, Agent, 2 hours per month, zero hours per month during trading hours, appropriate as part of a recommendation coming out of a financial plan, will occasionally recommend and place life insurance for a client. 4. OEB Wealth Holdings, Not Investment Related, Management Service Organization, President, 6/2019. zero hours per month and zero hours per month during trading hours, 100% owner of the outstanding stocks, the only activities and holding my ownership interest in OEB and Inscription Family Office. 5. Levy Park Capital GP LLC, Investment Related, 3924 Arnold St. Houston, TX 77005, the Fund General Partner for a litigation fund, Owner, 03/2023, 5 hours per month and 5 hours per month during trading hours, Conduct due diligence research when required for new opportunities. 6. LPC Litigation Fund I, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 04/2023, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 7. LPC Litigation Fund II, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 08/2023, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 8. LPC Litigation Fund III, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 06/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 9. LPC Litigation Fund IV, LLC, Investment related, 3924 Arnold St. Houston, TX 77005, Litigation Fund, 07/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 10. 1913 Advisors, LLC, Investment related, 3924 Arnold St. Houston, TX 77005, 07/2024, zero hours per month and zero hours per month during trading hours, Conduct due diligence research when required for new opportunities. 11. PSMC Interest Inc., Non-investment related, 2925 Richmond Ave. Suite 425 Houston, TX 77098, 06/2019, Vice President, zero hours per month and zero hours per month during trading hours. 12. Jabon Tres, LLC, Non-investment related, 3127 Lafayette St, Houston, TX 77005, 06/2015, Minority Owner, car wash business that is a passive investment for Mr. Bova, zero hours per month and zero hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-31
• S66 Uniform Combined State Law Examination
  2002-03-05

Designations