Daniel Dubois

Current Employers

Employment History

• 10/1986 → Present
  Daniel Dubois Cpa & Co
  Aliso Viejo, CA
• 09/2006 → Present
  Dubois Financial And Insurance Services Inc.
  Aliso Viejo, CA
• 04/2014 → Present
  Noble Wealth Management, Inc.
  Aliso Viejo, CA
• 11/2007 → 08/2018
  Rental Property
  Twin Falls, ID
• 01/1989 → 12/2016
  Spectrum Business Network
  Aliso Viejo, CA
• 11/2008 → Present
  Rental Property
  Aliso Viejo, CA
• 09/2014 → 12/2016
  Foothill Securities, Inc.
  Santa Clara, CA
• 02/2017 → 03/2017
  Securities America, Inc.
  Aliso Viejo, CA
• 03/2017 → Present
  B.B. Graham & Company
  Orange, CA

Previous Registrations

• 2013-12-11 → 2014-09-12
  Financial Telesis Inc
  San Rafael, CA
  Aliso Viejo, CA
• 2012-01-19 → 2013-12-12
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Alliso Viejo, CA
  Palm Beach Gardens, FL

Other Businesses

DANIEL DUBOIS CPA & COMPANY, INC. POSITION: President NATURE: CPA Practice INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 160 START DATE: 07/01/1994 ADDRESS: 6B Liberty, Ste 130, Aliso Viejo CA 92656 DESCRIPTION: 100% Owner and Operator of full service accounting firm. DAN & MARY DUBOIS-RENTAL POSITION: Landlord NATURE: Rental Property-I personally own building that I lease to my CPA practice and a few others. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2007 ADDRESS: 6B Liberty, Ste 130, Aliso Viejo CA 92656 DESCRIPTION: I own a commercial office condo that I lease to my accounting firm, and two other tenants. DUBOIS FINANCIAL & INSURANCE SERVICES INC POSITION: Pres NATURE: Corporation used to process commission income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2000 ADDRESS: 6B Liberty, Ste 130, Aliso Viejo CA 92656 DESCRIPTION: Corporation was set up to receive investment commissions. 6B LIBERTY OWNERS ASSOCIATION POSITION: Treasuer NATURE: Treasurer of Building Association (Not paid) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2011 ADDRESS: PO Box 52798, Irvine CA 92619 DESCRIPTION: I am treasurer of building association (I own a unit in the building complex) NOBEL WEALTH MANAGEMENT INC. POSITION: Rep NATURE: I am part of CPA program. I generate leads and refer them to Nobel Wealth Management Inc. Nobel Wealth Management makes investment recommendation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 6B Liberty, Aliso Viejo CA 92656 DAN DUBOIS-RENTAL; NOT INVESTMENT RELATED; MAUI, HI; OWNER-PASSIVE; START: 07/2024; 1 HOUR PER MO.; 0 HOURS DURING SECURITIES TRADING HOURS; PASSIVE OWNER OF VACATION RENTAL

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-12
• S63 Uniform Securities Agent State Law Examination
  2001-11-29