Donny Kwon

Current Employers

Employment History

• 04/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ponte Vedra Beach, FL
• 04/2005 → Present
  Bank Of America, N.A.
  Ponte Vedra Beach, FL

Other Businesses

NAME: SUMMIT PROPERTIES, LLC INVESTMENT RELATED: (YES OR NO) YES ADDRESS: MEMPHIS, TN 38117 NATURE: REAL ESTATE YOUR POSITION, TITLE, ASSOCIATION: OWNER/MANAGER START DATE: MAY 2006 NUMBER OF HOURS DEVOTED PER MONTH: 25 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: ACQUIRE RESIDENTIAL AND/OR COMMERCIAL PROPERTIES FOR RENTAL AND RESALE R MONTH FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SLAP YO MAMA LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MEMPHIS, TN 38111 NATURE OF BUSINESS: BBQ FEST COOKING TEAM START DATE OF RELATIONSHIP: 05/15/2007 NUMBER OF HOURS DEVOTED: 1-10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC WAS CREATED FOR LIABILITY REASON. WE CREATED A LLC FOR OUR COOKING TEAM. OUR LAWYER TOLD US IT WOULD BE CHEAPER TO CREATE A LLC RATHER THAN PURCHASE INSURANCE. WE DO NOT CREATE PROFIT FOR THE TEAM. THIS IS STRICTLY JUST FOR THE MONTH OF MAY. LATER DOWN THE ROAD, WE MIGHT RENT OUT OUR BBQ RIG. LLC WOULD PROTECT US. I*121688 For profit or not for profit: For-Profit Organization Name of outside business organization: Self - Monogramming Investment related: N Address of business: Ponte Vedra, Florida 32081 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 3/15/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Providing monogramming services outside of regular work hours I*121687 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Lung Association Investment related: N Address of business: Jacksonville, Florida 32216 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/15/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Fundraising and raising awareness for the organization I*: 1350274 Entity Type: Entity Charitable Name of OBA: American Lung Association Address: Jacksonville, FL Investment Related: No Position, Title, Association: Other Employee Start Date: 06/14/2023 Number of Hours: 4 hrs mthly Number of Hours during trading: 1 hr mthly Duties: To help advocate for lung health Assist the chair on board meetings and recruitment and fundraising

Exams

• S66 Uniform Combined State Law Examination
  2012-05-29
• S63 Uniform Securities Agent State Law Examination
  2001-10-04