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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
VA RA APPROVED 2022-01-28
DC RA APPROVED 2021-12-21
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • VA RA
    APPROVED
    Since 2022-01-28
  • DC RA
    APPROVED
    Since 2021-12-21

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner, & Smith, Inc. Washington DC 07/1996 12/2017
Raymond James & Associates, Inc Washington DC 09/2018 09/2021
George Mason University Fairfax VA 01/2018 06/2018
Avon Products, Inc. Springfield VA 10/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2018 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2021 Present
Amazon Washington DC 04/2020 04/2020
Previous Registrations
Other Businesses

Name of Business : Avon Products Inc. Address: Springfield, VA Nature of the Business: Sales Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2010 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Beauty product sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
  • S66 Uniform Combined State Law Examination
    2001-12-17
Other Names
  • Golda Ankrah

View on SEC IAPD

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