Douglas James Perry

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 07/2023
  Bank Of The West
  Salem, OR
• 01/2007 → 07/2023
  Bancwest Investment Services
  Salem, OR
• 07/2023 → 12/2024
  Lpl Financial Llc
  Lake Oswego, OR
• 12/2024 → Present
  Massmutual Life Insurance Company
  Lake Oswego, OR
• 12/2024 → Present
  Mml Investors Services, Llc
  Lake Oswego, OR

Previous Registrations

• 2023-07-19 → 2024-12-19
  Lpl Financial Llc
  Portland, OR
  Tualatin, OR
  Lincoln City, OR
  Lake Oswego, OR
  Portland, OR
  Pendleton, OR
  Kennewick, WA
  Yakima, WA
  Seattle, WA
  Beaverton, OR
  Toledo, OR
  The Dalles, OR
  Milwaukie, OR
  Pasco, WA
  Tacoma, WA
  Forest Grove, OR
  Beaverton, OR
  Richland, WA
  Ellensburg, WA
  Lake Oswego, OR
  Gresham, OR
  Oregon City, OR
  Newport, OR
  Beaverton, OR
  Portland, OR
  Newport, OR
  Richland, WA
  Ellensburg, WA
  Beaverton, OR
  Yakima, WA
  Portland, OR
  Toledo, OR
  Portland, OR
  Pendleton, OR
  Milwaukie, OR
  Tacoma, WA
  The Dalles, OR
  Seattle, WA
  Tualatin, OR
  Lincoln City, OR
  Kennewick, WA
  Portland, OR
  Pasco, WA
• 2008-01-07 → 2023-07-19
  Bancwest Investment Services, Inc.
  Portland, OR
  Portland, OR
  Beaverton, OR
  Milwaukie, OR
  Saint Helens, OR
  Aloha, OR
  The Dalles, OR
  Portland, OR
  Hillsboro, OR
  Beaverton, OR
  The Dalles, OR
  Portland, OR
  Beaverton, OR
  Richland, WA
  Pendleton, OR
  Kennewick, WA
  Boise, ID
  Nampa, ID
  Yakima, WA
  Ontario, OR
  Pasco, WA
  Pasco, WA
  Ketchum, ID
  Ellensburg, WA
  Boise, ID
  Beaverton, OR
  Lake Oswego, OR
  Portland, OR
  Tacoma, WA
  Seattle, WA
  Portland, OR
  Lake Oswego, OR
  Tualatin, OR
  Oregon City, OR
  Toledo, OR
  Beaverton, OR
  Forest Grove, OR
  Lincoln City, OR
  Newport, OR
  Gresham, OR
  Milwaukie, OR

Other Businesses

(1) NAME: Stafford Wealth Advisors, INV REL: Y, ADD: 5885 Meadows Rd, Ste 850, Lake Oswego, OR 97035, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 12/06/24, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: Life, Long-term Care, Fixed Annuities. (2) NAME: Douglas & Caroline Perry, INV REL: Y, ADD: At Residential Address, NATURE: Vacation Rental, POSITION: Owner, START DATE: 03/01/2021, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Oversee and review the rental activity. (3) NAME: Douglas & Caroline Perry, INV REL: Y, ADD: At Residential Address, NATURE: Christmas Tree Farm, POSITION: Owner, START DATE: 01/01/2007, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Oversee various workers that maintain the trees and once the trees are mature, negotiate selling the trees. (4) NAME: Stafford Wealth Advisors, LLC, INV REL: Y, ADD: 5885 Meadows Rd, Ste 850, Lake Oswego, OR 97035 NATURE/DUTIES: Owner of LLC for pass through compensation POSITION: Owner START DATE: 12/03/24, NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams

• S66 Uniform Combined State Law Examination
  2001-11-13