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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-19 |
| AR | RA | APPROVED | 2022-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stafford & Westervelt | Rogers | AR | 12/1995 | Present |
| National Planning Corporation | Rogers | AR | 10/2007 | 10/2017 |
| Osaic Wealth, Inc. | Rogers | AR | 11/2017 | Present |
1. MJ2 LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 503 NE Lake Pointe Pl, Bentonville, AR 72712 DESCRIPTION: Own 40 acres for investment 2. SWARTHOUT PROPERTIES LLC POSITION: Manager NATURE: Commercial Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 800 N 20th Pl, Rogers, AR 72756 DESCRIPTION: Rental Manager 3. E3 ADMINISTRATORS LLC POSITION: none NATURE: LLC - TPA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 1601 Crawford, Parsons KS 67357, United States DESCRIPTION: none 4. STAFFORD & WESTERVELT CHTD POSITION: Managing Partner NATURE: S Corporation, CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 12/15/1995 ADDRESS: 800 N 20th Pl, Rogers AR 72756, United States DESCRIPTION: manage a 3 office CPA firm 5. ADAMS BROWN POSITION: Principal NATURE: CPA Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 12/19/2025 ADDRESS: 800 N 20th Pl, Rogers AR 72756, United States DESCRIPTION: CPA firm - S&W Firm merged w/ a new firm - all is same as S&W
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-24 |
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