Caroline Mira Lee Perry

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Real Estate Advisors Northwest/Northwest For Sale By Owner
  Tualatin, OR
• 09/2014 → 12/2022
  Voya Financial
  Tualatin, OR
• 03/2008 → 12/2022
  Voya Financial Partners, Llc
  Tualatin, OR
• 11/2024 → Present
  Mml Investors Services, Llc
  Boston, MA
• 11/2024 → Present
  Massmutual Life Insurance Co
  Boston, MA

Previous Registrations

• 2008-04-22 → 2022-12-07
  Voya Financial Partners, Llc
  Tualatin, OR
  Greenbelt, MD
  Windsor, CT
• 2007-08-09 → 2008-04-01
  Stancorp Investment Advisers, Inc.
  Portland, OR

Other Businesses

(1) NAME: Douglas & Caroline Perry, INV REL: Y, ADD: 2611 Kiahuna Plantation Drive, Unit 151 Koloa, Hawaii 96756, NATURE: Vacation Rental, POSITION: Owner, START DATE: 03/2021, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Landlord Duties (2) NAME: Real Estate Advisors Northwest/Northwest For Sale By Owner, INV REL: Y, ADD: At Residential Address, NATURE: Real Estate Services for Residential Properties, POSITION: Sole Proprietor, START DATE: 05/2008, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Representing buyers and sellers of residential real estate (3) NAME: Douglas & Caroline Perry, INV REL: Y, ADD: At Residential Address, NATURE: Christmas Tree Farm, POSITION: Owner, START DATE: 01/01/2007, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Oversee various workers that maintain the trees and once the trees are mature, negotiate selling the trees. (4) NAME: Stafford Wealth Advisors INV REL: Y, ADD: 5885 Meadows Rd, Suite 850, Lake Oswego, OR 97035 NATURE/DUTIES: Vice President of Operations of LLC for pass through compensation POSITION: Owner START DATE: 12/03/24, NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-15
• S65 Uniform Investment Adviser Law Examination
  2006-07-25
• S66 Uniform Combined State Law Examination
  2001-11-02

Other Names

• Caroline Mira Lee
• Caroline Lee Perry
• Caroline Mira Lee
• Caroline M. Lee Perry