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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-11
  • MN RA
    APPROVED
    Since 2025-02-11

Branch Locations

111 South 2Nd Street Suite 110, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Mankato MN 10/2023 Present
Minnesota Valley Federal Credit Union Mankato MN 05/2015 09/2023
  • 10/2023 → Present
    Stifel
    Mankato, MN
  • 05/2015 → 09/2023
    Minnesota Valley Federal Credit Union
    Mankato, MN
Other Businesses

1. Office of the Minnesota Secretary State; 27691 Maple lane, Madison Lake, MN 56063; Notarize Documents; Public Notary; 11/25/2015; 1 hr/year; During securities trading hours; Not Investment-Related 2. JMRD Properties LLC; 323 Wheeler Ave, North Mankato, MN 56002; Rental Property; Partner; Participate in managing the property; 11/25/2015; 2 hrs/month; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-10
  • S66 Uniform Combined State Law Examination
    2025-02-10
Other Names
  • Jay Christopher Berg

View on SEC IAPD

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