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Clare R Dawson

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
LA RA APPROVED 2010-11-09
AR RA APPROVED 2010-07-02
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • LA RA
    APPROVED
    Since 2010-11-09
  • AR RA
    APPROVED
    Since 2010-07-02

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New Orleans LA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New Orleans, LA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; JEFFERSON/LA; TITLE: OWNER; START DATE: 09/2016; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-30
S63 Uniform Securities Agent State Law Examination 2006-06-30
  • S66 Uniform Combined State Law Examination
    2010-06-30
  • S63 Uniform Securities Agent State Law Examination
    2006-06-30
Other Names
  • Clare Aline Ramoni
  • Clare Aline Dawson

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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